Practical compliance support & training for law firms
Smaller firms often struggle to keep on top of COLP, COFA, MLCO or MLRO responsibilities, and the constant updates that have to be considered.
Compliance demands are growing and they take valuable time away from running your firm and working with your clients.
We help you take that time back.
At Beal Cooper Compliance Ltd, we provide practical compliance support and tailored training, so you stay compliant, reduce risk, and focus on what matters.
Reduce your compliance burden
We understand the constant and unpredictable compliance demands faced by firms: File reviews, complaints, Policy updates, breach reporting, AML queries, and staff training.
In many firms, senior fee-earners or managers are spending the equivalent of one full day each week on compliance; either with their own responsibilities, or answering questions from others.
Our support gives you:
- Immediate support without hiring more employees
- Reduced pressure on employees
- More time for senior employees on their client-facing work
- A more efficient, consistent compliance function
Practical support we can offer
We work alongside you, seamlessly providing support with practical tasks.
Contact us for details on the following services:
- Bespoke policies, processes and frameworks
Built around your firm, rather than standard templates - Independent file reviews
Remote or on-site, with regular feedback and evidence of supervision - Complaints handling & investigations
Independent, thorough and fair - Breach register reviews & reporting
Spot trends early and reduce risk - Training gap analysis & development plans
Keep your team compliant and confident
Training that works
Compliance training is necessary but should never be a tick-box exercise.
We deliver firm-specific, practical training that reflects how your business operates. It's important that employees understand not just the rules, but how to apply them.
Topics we can provide training on include:
- Anti-money laundering (AML) and economic crime
- Data protection and confidentiality in law firms
- Core regulatory responsibilities
We also work with trusted training providers, offering a variety of supplementary training topics and training methods. Please get in touch for more information.
